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Medical Records Collection, Retention, and Access in California

California law requires that medical records be kept for all hospital patients for at least seven years.  Hospital medical records must be promptly authenticated or signed by a licensed health care professional.1  The law also sets forth the required elements of the patient’s inpatient record, including demographic information, identifying information, clinical information, as well as information regarding the patient’s religion.2  California hospitals are required to maintain a medical record service, which should be conveniently located and adequate in size.3  California also requires hospitals to maintain an emergency care data record for each patient in the hospital’s emergency department, which must record the patient’s identifying information, ethnicity, principal language spoken, and clinical information.4  Similar recordkeeping is required for freestanding ambulatory surgical clinics.5

The law also requires nursing facilities to maintain medical records for each patient.  The records must be kept for seven years after the patient is discharged from the facility.  If the patient is a minor, the records must be kept for one year after the patient reaches the age of 18, but for at least seven years.  Information in the medical record must remain confidential and can be disclosed only to authorized federal, state or local government agents.  The patient health record cannot be removed from the facility unless the record is being moved into an offsite storage facility after the patient has been discharged.6  

California law has similar requirements for community health centers.  A separate, current and complete record must be maintained for each patient/client admitted into a community health center.  The patient’s record must be retained for at least three years after termination of service to the patient.  Each record must contain the patient’s identifying information as well as demographic and medical information, such as a medical assessment, a signed copy of the admissions agreement, and medications taken.  The community health center must ensure that all information remains confidential.7

California’s  laws apply to all health care facilities, without differentiating by type of facility.  For example, all health care providers, health plans, and pharmaceutical companies must preserve and store medical records in a way that preserves confidentiality.8  In addition, one of the key reporting requirements for all licensed health care facilities in California is that all such facilities, including primary care clinics and/or long term care clinics, are required to record the patient’s principal spoken language in the patient’s health record.9

Notably, California does not have recordkeeping requirements that are specific to physicians.  This is contrary to most other state professional licensing laws.  California does, however, have specific recordkeeping requirements that apply to Medi-Cal (the state’s Medicaid program) participating providers.10  Similarly, health plans that administer Medi-Cal are required to maintain records for Medi-Cal beneficiaries, and must retain these records for at least five years.11

California law also regulates access to medical records by patients or patient representatives.  Health care providers are legally obligated to allow patients or patient representatives to inspect their medical records within five days of a written request.  Patients or their representatives are also entitled to copies of their medical records upon written request.  The law does allow providers to charge a reasonable fee for costs incurred, but does not allow fees to be charged for Medicaid patients requesting copies to support an appeal regarding eligibility.12,13  A patient who inspects his or her medical record and finds inaccuracies also has the right to provide the health care provider with a written addendum, which must be attached to the patient’s medical record.14

 

Footnotes

  • 1. 22 CA ADC §70751
  • 2. 22 CA ADC §70749
  • 3. 22 CA ADC §70747
  • 4. Health & Safety Code §128736
  • 5. Health & Safety Code §128737
  • 6. 22 CA ADC §72543
  • 7. 22 CA ADC §80070
  • 8. CA Civil Code §56.101
  • 9. Health & Safety Code §123147
  • 10. 22 CA ADC §51476
  • 11. 22 CA ADC §53861
  • 12. Health & Safety Code §123110
  • 13. Health & Safety Code §123120
  • 14. Health & Safety Code §123111

 

Medical Records Collection, Retention, and Access in California

Subtopic Statute/Regulation Description
Destruction, storage and filing of medical records (Cross reference with Security of Health Information) Alteration or Modification of Medical Record or Creation of False Medical Record With Fraudulent Intent – Cal. Penal Code § 471.5 “Alteration or modification of medical record or creation of false medical record with fraudulent intent”   Any person who alters or...
Destruction of Records-Cal. Civ. Code § 56.101 All health care providers, health service plans, pharmaceutical companies, contractors or other entities must preserve, store, maintain or destroy...
Electronic Record Keeping Systems and Additional Record Requirements - Cal. Health & Safety Code § 123149 Electronic recordkeeping systems; additional requirements Providers using electronic records systems for patient records must use an offsite backup...
Information Security Program Requirements – Cal. Code Regs. tit. 10 § 2689.14 A licensee is an insurance institution, agent, or support organization licensed by the California Department of Insurance that handles information in...
Content of medical record Ambulatory Surgery Data Records – Cal. Health & Safety Code § 128737 Each general acute hospital and freestanding ambulatory surgical clinic must file an Ambulatory Surgery Data Record for each patient where surgery...
Documentation of Patient’s Principal Spoken Language – Cal. Health & Safety Code § 123147 Documentation of patient’s principal spoken language All licensed health facilities, including primary care clinics and/or long term care...
Emergency Care Data Records – Cal. Health & Safety Code § 128736 Each hospital must file an Emergency Care Data Record for each patient in a hospital emergency department and must include the following: Date of...
Required Inpatient Patient Health Record Content – Cal. Code Regs. tit. 22 § 70749 Each inpatient patient record must contain the following: Name Address at time of admission Identification number (Social Security, Medi-...
Requirements for Written Addendum Upon Inspection of Records – Cal. Health & Safety Code § 123111 An adult patient who inspects his or her records and finds that there is an item that is incomplete or inaccurate has the right to provide a written...
Right to access to medical records (Access by representative or other person authorized by the patient through informed consent; copying fees, or other requirements (e.g., requirement to give patient access in electronic format)) Authorization for Release of Medical Information – Cal. Civ. Code § 56.11 “Authorization; form and contents”   A person or entity that wants medical information and is not authorized to receive it, must...
California Medicaid Plan Records Requirements – Cal. Code Regs. tit. 22 § 53861 California’s Medicaid plan is administered through a two plan mode, where one plan is a prepaid plan awarded by competitive bidding and the...
Copy Of Authorization To Patient Or Signatory On Demand – Cal. Civ. Code § 56.12 If a patient or signatory to an authorization releasing patient medical information requests a copy of the authorization, the health care provider,...
Enforcement Action for Patients Not Offered the Opportunity to Inspect Patient Records – Cal. Health & Safety Code § 123120 Any patient or representative who has not been able to inspect his or her medical records or exercise his or her rights pursuant to §123110, may...
Inspection and Copying of Patient Records and Related Material – Cal. Health & Safety Code § 123110 Any patient of a health care provider (adult, minor or patient’s representative) is entitled to inspect patient records by first making a...
Medi-Cal Provider Maintenance and Availability of Records Requirements – Cal. Code Regs. tit. 22 § 51476 Each provider must maintain retrievable records to disclose the type of treatment given to a Medi-Cal (California’s Medicaid program)...
Patient Medical Record Availability Requirements for Hospitals – Cal. Code Regs. tit. 22 § 70751 Records must be kept for all patients admitted to the hospital.  All records must be maintained in a form that is legible and readily available...
Patients Health Records Requirements for Nursing Facilities – Cal. Code Regs. tit. 22 § 72543 Records must be kept on each patient admitted into the nursing facility.  The records must be kept for 7 years after the patient is discharged...
Procedure for Amendment of Records – Cal. Civ. Code § 1798.35 A governmental agency that holds personal records must within 30 days of receipt of a request for an amendment either:  Make the correction...
Release of Medical Information to Pharmaceutical Companies – Cal. Civ. Code § 56.102 Disclosure of medical information by pharmaceutical company; authorizations, releases, consents, or waivers; exceptions A pharmaceutical company...
Retention periods CAL. CODE REGS. tit. 22 § 70751 - Medical record availability General acute care hospitals must retain patient records for 7 years following discharge of the patient or, in the case of a minor, at least 1 year...
California Medicaid Plan Records Requirements – Cal. Code Regs. tit. 22 § 53861 California’s Medicaid plan is administered through a two plan mode, where one plan is a prepaid plan awarded by competitive bidding and the...
Patient Medical Record Availability Requirements for Hospitals – Cal. Code Regs. tit. 22 § 70751 Records must be kept for all patients admitted to the hospital.  All records must be maintained in a form that is legible and readily available...
Patient Record Requirements for Community Health Centers – Cal. Code Regs. tit. 22 § 80070 A separate, current and complete record must be maintained for each patient/client admitted into a community health center.  The patient’s...
Patients Health Records Requirements for Nursing Facilities – Cal. Code Regs. tit. 22 § 72543 Records must be kept on each patient admitted into the nursing facility.  The records must be kept for 7 years after the patient is discharged...
Preservation of Records By Health Services Providers and Damages Actions For Abandonment of Records – Cal. Health & Safety Code § 123145 If a licensed health care provider stops operating, it must keep records for seven (7) years after discharge of the patient.  If the patient is...
Required maintenance of medical records California Medicaid Plan Records Requirements – Cal. Code Regs. tit. 22 § 53861 California’s Medicaid plan is administered through a two plan mode, where one plan is a prepaid plan awarded by competitive bidding and the...
Medi-Cal Provider Maintenance and Availability of Records Requirements – Cal. Code Regs. tit. 22 § 51476 Each provider must maintain retrievable records to disclose the type of treatment given to a Medi-Cal (California’s Medicaid program)...
Medical Records Service Requirement For Hospitals – Cal. Code Regs. tit. 22 § 70747 The hospital must maintain a medical record service, which should be conveniently located and adequate in size.  It should be under the...
Patient Record Requirements for Community Health Centers – Cal. Code Regs. tit. 22 § 80070 A separate, current and complete record must be maintained for each patient/client admitted into a community health center.  The patient’s...
Medical Records Collection, Retention, and Access Medical Record Availability - 22 CA ADC §70751 Records must be kept for all patients admitted to the hospital.  All records must be maintained in a form that is legible and readily available...